SHAIMMAA
12-23-2014, 01:18 PM
بسم الله الرحمن الرحيم
Compliance Officer, Riyadh, Saudi Arabia
Gulf Connexions - الرياض, السعودية
تاريخ الإعلان عنها: 2014/12/23
الوصف الوظيفي
Our client, a well-known regional investment company is looking for a Compliance Officer to join their growing team in Riyadh. This role assists the Compliance Manager in monitoring and reporting non-compliant activities within the Business Lines/Support Divisions.
Responsibilities:
Reporting to Compliance Manager any lapses in the activities related to regulations noted during assessments.
Escalate any regulatory risks arising from the company’s activities to the Compliance Manager in a timely manner for further guidance.
Support the Compliance Manager in employee trading activities (investment accounts) to combat ‘Insider Trading’ and help in implementing surveillance risk controls.
Assist Compliance Manager to keep the compliance manual always up to date as per the Saudi ‘Capital Money Authority’ (CMA) regulations and present it as a reference documents for employees.
Provide information/documents as requested to the Compliance Manager in compiling the ‘Compliance Control Plan’ of the department to monitor the regulatory related activities through assessments.
المهارات
• University degree in Banking and Finance or equivalent.
• At least 3-5 yours of similar compliance experience in the banking industry in the GCC.
• Saudi /GCC nationals preferred.
Candidates who qualify for this position may kindly quote the Job Title in the subject of your email and send your CV as an attachment in MS Word Document format.
Only shortlisted candidates will be contacted.
الخلفية التعليمية
Banking and Finance or equivalent
مع تحياتى
Compliance Officer, Riyadh, Saudi Arabia
Gulf Connexions - الرياض, السعودية
تاريخ الإعلان عنها: 2014/12/23
الوصف الوظيفي
Our client, a well-known regional investment company is looking for a Compliance Officer to join their growing team in Riyadh. This role assists the Compliance Manager in monitoring and reporting non-compliant activities within the Business Lines/Support Divisions.
Responsibilities:
Reporting to Compliance Manager any lapses in the activities related to regulations noted during assessments.
Escalate any regulatory risks arising from the company’s activities to the Compliance Manager in a timely manner for further guidance.
Support the Compliance Manager in employee trading activities (investment accounts) to combat ‘Insider Trading’ and help in implementing surveillance risk controls.
Assist Compliance Manager to keep the compliance manual always up to date as per the Saudi ‘Capital Money Authority’ (CMA) regulations and present it as a reference documents for employees.
Provide information/documents as requested to the Compliance Manager in compiling the ‘Compliance Control Plan’ of the department to monitor the regulatory related activities through assessments.
المهارات
• University degree in Banking and Finance or equivalent.
• At least 3-5 yours of similar compliance experience in the banking industry in the GCC.
• Saudi /GCC nationals preferred.
Candidates who qualify for this position may kindly quote the Job Title in the subject of your email and send your CV as an attachment in MS Word Document format.
Only shortlisted candidates will be contacted.
الخلفية التعليمية
Banking and Finance or equivalent
مع تحياتى